Gary W Shorter

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1) Direct listings, an alternative to stock-based initial public offerings (IPOs)

Author

Shorter, Gary W

Series

In focus (Library of Congress. Congressional Research Service) volume 11653

Formats

Online Content, Online Resource

2) Regulation best interest (Reg BI): the SEC's rule for broker-dealers

Author

Shorter, Gary W

Series

CRS report volume 46115

Formats

Online Content, Online Resource

3) The uptick rule: the SEC limit on short selling reconsidered

Author

Shorter, Gary W

Series

CRS report volume 34519

Formats

Online Content, Online Resource

4) Securities Investor Protection Corporation (SIPC): basic functions and fairness and adequacy issues

Author

Shorter, Gary W

Series

CRS report volume 41599

Formats

Online Content, Online Resource

5) Stock buybacks and company executives' profits

Author

Shorter, Gary W

Series

In focus (Library of Congress. Congressional Research Service) volume 11506

Formats

Online Content, Online Resource

6) Venture capital funds: proposals to expand investor thresholds required for registration (section 504 of S. 2155, section 471 of H.R. 10, H.R. 1219, S. 444, and section 914 of...

Author

Shorter, Gary W

Series

Insight (Library of Congress. Congressional Research Service) volume 10681

Formats

Online Content, Online Resource

7) Publicly-traded firms and COVID-19-related disclosures

Author

Shorter, Gary W

Series

Insight (Library of Congress. Congressional Research Service) volume 11454

Formats

Online Content, Online Resource

8) SEC climate change disclosure guidance: an overview and congressional concerns

Author

Shorter, Gary W

Series

CRS report volume 42544

Formats

Online Content, Online Resource

9) Stock Buybacks: concerns over debt-financing and long-term investing

Author

Shorter, Gary W

Series

In focus (Library of Congress. Congressional Research Service) volume 11393

Formats

Online Content, Online Resource

10) The economics of corporate executive pay

Author

Shorter, Gary W

Series

CRS report volume 33935

Formats

Online Content, Online Resource

11) Restrictions on compensation under the CARES Act

Author

Shorter, Gary W

Series

Insight (Library of Congress. Congressional Research Service) volume 11422

Formats

Online Content, Online Resource

12) Introduction to financial services: The Securities and Exchange Commission (SEC)

Author

Shorter, Gary W

Series

In focus (Library of Congress. Congressional Research Service) volume 10032

Formats

Online Content, Online Resource

13) Securities exchanges: regulation and reform proposals (Section 501 of S. 2155, Section 496 of H.R. 10, and H.R. 4546)

Author

Shorter, Gary W

Series

In focus (Library of Congress. Congressional Research Service) volume 10862

Formats

Online Content, Online Resource

14) Securities and Exchange Commission (SEC) actions to mitigate the impact of COVID-19

Author

Shorter, Gary W

Series

Insight (Library of Congress. Congressional Research Service) volume 11339

Formats

Online Content, Online Resource

15) Selected securities legislation in the 114th Congress

Author

Shorter, Gary W

Series

CRS report volume 44255

Formats

Online Content, Online Resource

16) Amending the JOBS Act: issues in the 113th Congress

Author

Shorter, Gary W

Series

CRS report volume 43084

Formats

Online Content, Online Resource

17) The "pay ratio provision" in the Dodd-Frank act: legislation to repeal it in the 113th Congress

Author

Shorter, Gary W

Series

CRS report volume 43262

Formats

Online Content, Online Resource

18) Credit rating agencies and their regulation

Author

Shorter, Gary W

Series

CRS report volume 40613

Formats

Online Content, Online Resource

19) The collapse of the Third Avenue junk bond fund

Author

Shorter, Gary W

Series

In focus (Library of Congress. Congressional Research Service) volume 10360

Formats

Online Content, Online Resource

20) Introduction to financial services: the Securities and Exchange Commission

Author

Shorter, Gary W

Series

In focus (Library of Congress. Congressional Research Service) volume 11714

Formats

Online Content, Online Resource

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Gary W Shorter

1) Direct listings, an alternative to stock-based initial public offerings (IPOs)

2) Regulation best interest (Reg BI): the SEC's rule for broker-dealers

3) The uptick rule: the SEC limit on short selling reconsidered

4) Securities Investor Protection Corporation (SIPC): basic functions and fairness and adequacy issues

5) Stock buybacks and company executives' profits

6) Venture capital funds: proposals to expand investor thresholds required for registration (section 504 of S. 2155, section 471 of H.R. 10, H.R. 1219, S. 444, and section 914 of...

7) Publicly-traded firms and COVID-19-related disclosures

8) SEC climate change disclosure guidance: an overview and congressional concerns

9) Stock Buybacks: concerns over debt-financing and long-term investing

10) The economics of corporate executive pay

11) Restrictions on compensation under the CARES Act

12) Introduction to financial services: The Securities and Exchange Commission (SEC)

13) Securities exchanges: regulation and reform proposals (Section 501 of S. 2155, Section 496 of H.R. 10, and H.R. 4546)

14) Securities and Exchange Commission (SEC) actions to mitigate the impact of COVID-19

15) Selected securities legislation in the 114th Congress

16) Amending the JOBS Act: issues in the 113th Congress

17) The "pay ratio provision" in the Dodd-Frank act: legislation to repeal it in the 113th Congress

18) Credit rating agencies and their regulation

19) The collapse of the Third Avenue junk bond fund

20) Introduction to financial services: the Securities and Exchange Commission